DISA Members allowed to conduct Annual Systems Audit of BSE Stock Brokers
PrintBSE, vide its Notice No 20130405-5 dated 05 Apr 2013, has clarified that DISA Qualified members are also eligible to conduct Annual Systems Audit of trading members who have availed of the IML/ Internet facility from the Exchange.
Official Notification in this regard is as follows :-
| Notice No | 20130405-5 | Notice Date |
05 Apr 2013 |
| Category | Compliance | Segment | General |
Subject – Clarification for Annual System Audit Requirements & Submission of SystemAudit Report & SSL Certificate.
This is with reference to BSE notice no. 20130319-19 dated March 19, 2013 regarding submission of annual System Audit Report and related documents for the year ended March 31, 2013 by tradingmembers who have availed of the IML/Internet facility from the Exchange.
It is clarified that annual Systems audit may be conducted and certified by ISA/DISA/ CISSP certified auditor in addition to CISA certified auditor.
In case of any further clarification the Trading Members may contact the following Officials.
| Sr. No. | Name of Official | Tel No. |
| 1. | Ms. Jyoti Thukral | 022-22728214 |
| 2. | Ms. Priya Pillai | 022-22728598 |
| 3. | Mr. Wilbur Fernandes | 022-22728052 |
| 4. | Ms. Hitasha Gurbani | 022-22728496 |
Soundararajan V
Sr. General Manager
Surveillance and Supervision
Category : Auditing | Comments : 0 | Hits : 602
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